About us
Leo Wagner
Financial Advisor
Leo Wagner is the owner of 1st Financial LLC., a Registered Investment Advisor (RIA), Registered with the State of Florida and capable of doing business in all 50 States. 1st Financial LLC. charges a fee to manage money making us a Fiduciary on the Money Management side of the business. Leo is also a licensed Insurance Agent with the State of Florida.
Experience
Leo has been a Financial Advisor and Individual Advisor Representative (IAR) with 1st Financial LLC. for the past Nine Years. Previous to this Leo worked for BrokersXpress, LPL Financial, Edward Jones, and Wachovia Securities. Leo currently holds a Series 63 and Series 66 Securities License. Leo has been a licensed Insurance Agent in the State of Florida for more than Twelve Years and currently holds a 2:15 Health, Life, and Annuities license. Leo was first Series 7 Licensed in 1992.
Our Custodian
1st Financial LLC. uses the Custodian Interactive Brokers. Interactive Brokers was voted Best online Broker for 2019 by Barron’s!
Interactive Brokers is a member of NYSE – FINRA – SIPC and regulated by the U.S. Securities and Exchange Commission. Headquarters: One Pickwick Plaza, Greenwich, CT 06830.